HEAD OF COMPLIANCE

SEAN THOMAS

With over 10+ years of professional broad and in-depth business experience, Leading enterprise compliance efforts Designing and implementing internal controls, policies, and procedures to ensure compliance with applicable local, state, and federal laws and regulations, as well as third-party guidelines Managing audits and investigations into regulatory and compliance issues Responding to requests for information from regulatory bodies Promoting a culture of compliance and ethical behavior within the organization.

Biography

With over 10+ years of professional broad and in-depth business experience, Leading enterprise compliance efforts Designing and implementing internal controls, policies, and procedures to ensure compliance with applicable local, state, and federal laws and regulations, as well as third-party guidelines Managing audits and investigations into regulatory and compliance issues Responding to requests for information from regulatory bodies Promoting a culture of compliance and ethical behavior within the organization.

As the compliance leader and subject matter expert, Sean is responsible for establishing standards and implementing procedures to ensure that the compliance programs throughout the organization are effective and efficient in identifying, preventing, detecting, and correcting noncompliance with applicable laws and regulations.

Professional Skills

Web Development 80%
JavaScript 95%
Graphic Design 89%
Software Development 90%
Cyber Security 84%